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 California Code of Regulations (Last Updated: August 6, 2014)
 Title 10. Investment
 Chapter 7. Business, Transportation and Housing Agency: Small Business Loans and Guarantees
 Article 8. Conflict of Interest Code Small Business Board and California Small Business Financial Development Corporations
 Appendix B.

  Appendix B.

Disclosure Categories
1. Income from, investments in, and management positions with entities, profit or nonprofit, which:
(A) Have received in the past two years, are in receipt of, have applied for, are in the process of applying for, or which the official knows are planning to apply for within the next 12 months equity financing, direct loan or guarantee of a loan by a California Small Business Financial Development Corporation.
(B) Have received in the last two years, have applied for, are in the process of applying for, or which the official knows are planning to apply for within the next 12 months a contract with the California Business, Transportation and Housing Agency.
(C) Are banks, savings and loans, or other financial institutions of the type which lends funds guaranteed pursuant to the California Small Business Financial Development Corporation Law.
2. Income from, investments in, and management positions with entities, profit or nonprofit, which:
(A) Have received in the past two years, are in receipt of, have applied for, are in the process of applying for, or which the official knows are planning to apply for within the next 12 months equity financing, direct loan or guarantee of a loan by a California Small Business Financial Development Corporation in which the official is a board member, officer, staff, or loan committee member.
(B) Have received in the last two years, have applied for, are in the process of applying for, or which the official knows are planning to apply for within the next 12 months a contract to be a subcontractor with the California Small Business Financial Development Corporation in which the official is a board member, officer, staff, or loan committee member.
(C) Acting as lender which have received, are in receipt of, have applied for, or which the official knows are planning to apply for within the next 12 months a guarantee of payment from the California Small Business Financial Development Corporation in which the official is a board member, officer, or loan committee member.
(D) Are banks, savings and loans, or other financial institution of the type which lends funds guaranteed pursuant to the California Small Business Financial Development Corporation Law.
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*Consultants shall be included in the list of designated employees and shall disclose pursuant to the broadest disclosure category in the code subject to the following limitation:
The reporting of economic interests for consultants shall be determined on a case-by-case basis by the Director or his or her designee. The Director or his or her designee will determine the reporting requirements in writing, based on the scope of the consultant's particular duties, assignments and/or deliverables (as defined in Title 2, California Code of Regulations, section 18700). The determination is a public record and shall be retained for public inspection in the same manner and location as this conflict of interest code.
HISTORY
1. New article (section 5101 and Appendix) filed 3-3-82; effective thirtieth day thereafter. Approved by Fair Political Practices Commission 1-4-82 (Register 82, No. 10)
2. Amendment of section heading and text filed 12-2-91; operative 1-2-92. Submitted to OAL for printing only (Register 92, No. 9).
3. Amendment of article 8 heading, section and Appendices A and B filed 8-30-2002; operative 9-29-2002. Approved by Fair Political Practices Commission 6-24-2002 (Register 2002, No. 35).
4. Amendment of section and Appendix B filed 12-27-2004 as a deemed emergency pursuant to Corporations Code section 14024; operative 12-27-2004 (Register 2004, No. 53). A Certificate of Compliance must be transmitted to OAL by 6-27-2005 or emergency language will be repealed by operation of law on the following day.
5. Editorial correction of History4 (Register 2005, No. 27).
6. Reinstatement of section as it existed prior to 12-27-2004 emergency amendment by operation of Government Code section 11346.1(f) (Register 2005, No. 27).
7. Change without regulatory effect amending general provisions and Appendix B filed 2-11-2008 pursuant to section 100, title 1, California Code of Regulations (Register 2008, No. 7).