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California Code of Regulations (Last Updated: August 6, 2014) |
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Title 10. Investment |
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Chapter 5. Insurance Commissioner |
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Subchapter 4. Insurer Securities Permits |
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Article 2. The Insurance Securities Law (Insurance Code Sections 820-860) |
| § 2602.01. Stock Permit Jurisdiction. |
| § 2602.02. Secondary Sales of Securities. |
| § 2602.03. Secondary Sales by Person Acting as an Agent, Broker, or Agent of a Broker. [Repealed] |
| § 2602.04. Where Applicable. |
| § 2602.05. When Permit Required -in General. |
| § 2602.06. When Permit Required -Mergers. |
| § 2602.07. Effect of Sale Without Permit. |
| § 2602.08. Penalty for Unauthorized Sale by Insurer. |
| § 2602.09. Penalty for Unauthorized Sale by Individual. |