§ 999.11. Certificate of Compliance Form.

(a) The certification required of NPMs by Health and Safety Code section 104557(c) shall be on the Certificate of Compliance (JUS-TOB3 Rev. 02/2011). The completed form shall be signed under oath before a notary public and include the following information:

(1) The escrow account number and the amount held in the account;

(2) A copy of the receipt or other proof of escrow deposit from the financial institution;

(3) A copy of the escrow agreement; and

(4) Date and signature of a notary public.

(b) No deviation from the Certificate of Compliance (JUS-TOB3 Rev. 02/2011) shall be permitted without the prior written approval of the Attorney General. Except when more frequent escrow deposits and certifications are required by 999.20 or directed by the Attorney General, the completed Certificate of Compliance must be received by the Attorney General on or before April 30 of the year following the sales year that is the subject of the certificate. A BRAND FAMILIES UNIT SALES SCHEDULE 1 (JUS-TOB4 Rev. 02/2011, or “Schedule 1”) must be completed and attached to the completed Certificate of Compliance.

HISTORY

1. New section filed 4-15-2002 as an emergency; operative 4-15-2002 (Register 2002, No. 16). A Certificate of Compliance must be transmitted to OAL by 8-13-2002 or emergency language will be repealed by operation of law on the following day.

2. Certificate of Compliance as to 4-15-2002 order, including further amendment of section, transmitted to OAL 5-10-2002 and filed 6-19-2002 (Register 2002, No. 25).

3. Amendment of section and Note filed 4-26-2004 as an emergency; operative 4-26-2004 (Register 2004, No. 18). A Certificate of Compliance must be transmitted to OAL by 10-25-2004 pursuant to Revenue and Taxation Code section 30165.1 or emergency language will be repealed by operation of law on the following day.

4. Editorial correction of History 3 (Register 2004, No. 49).

5. Certificate of Compliance as to 4-26-2004 order transmitted to OAL 10-22-2004 and filed 12-6-2004 (Register 2004, No. 49).

6. Amendment of subsections (a) and (b) filed 4-11-2011 as an emergency; operative 4-11-2011 (Register 2011, No. 15). A Certificate of Compliance must be transmitted to OAL by 10-10-2011 or emergency language will be repealed by operation of law on the following day.

7. Amendment of subsections (a) and (b) refiled 10-7-2011 as an emergency; operative 10-7-2011 (Register 2011, No. 40). A Certificate of Compliance must be transmitted to OAL by 1-5-2012 or emergency language will be repealed by operation of law on the following day.

8. Amendment of subsections (a) and (b) refiled 1-3-2012 as an emergency, including further amendment of subsection (a); operative 1-5-2012 pursuant to Government Code section 11343.4(b) (Register 2012, No. 1). A Certificate of Compliance must be transmitted to OAL by 4-5-2012 or emergency language will be repealed by operation of law on the following day.

9. Certificate of Compliance as to 1-3-2012 order transmitted to OAL 3-26-2012 and filed 5-7-2012 (Register 2012, No. 19).

Note

Note: Authority cited: Section 30165.1(o), Revenue and Taxation Code; Sections 11110-11113, Government Code; Section 104557(c), Health and Safety Code; and Article 5, Section 13 of the California Constitution. Reference: Section 30165.1(a), Revenue and Taxation Code; and Section 104557(c), Health and Safety Code.